Comply Case Management
The facts below are what the maker publishes about Comply Case Management, checked and dated. Our editors have not written about it yet.
Plans and prices
From Comply Case Management's own pricing page, checked 12 Oct 2026.
| Plan | Price | What it gives you |
|---|---|---|
| Comply Case Management | Priced on request | Pricing by demo request |
The facts
Each one read from Comply Case Management's own pages, with the date it was checked.
What it does
- Analysis
- Case data can be analysed to identify behavioural patterns, escalate issues, and generate reports by category or classification.checked 12 Oct 2026
- Analysis and reporting
- Case data can be analysed to identify behaviour patterns, escalate issues, and generate reports by category or classification.checked 12 Oct 2026
- Audit trail
- Comply describes its case-management workflows as documented with a full audit trail.checked 12 Oct 2026
- Broker feeds
- Comply says its platform has direct broker feeds from more than 300 brokerage firms.checked 12 Oct 2026
- Case records
- The product keeps workpapers, correspondence, and documentation in one place for quicker internal or regulatory responses.checked 12 Oct 2026
- Custom case fields
- Yeschecked 22 Sep 2026
- Deployment
- cloudchecked 22 Sep 2026
- Documentation
- Workpapers, correspondence, and documentation can be maintained in one place for quicker internal or regulatory responses.checked 12 Oct 2026
- Integrations
- Comply says its platform has integration capabilities and APIs for connecting with other industry solutions, but the case management page does not name a case-management-specific integration.checked 12 Oct 2026
- Intended users
- Comply’s platform is aimed at financial-services firms including asset and investment managers, wealth managers, trading firms, investment banks, and insurers.checked 12 Oct 2026
- Onboarding
- Comply says typical onboarding for its platform takes approximately 6–8 weeks, with larger-client onboarding scoped to their needs.checked 12 Oct 2026
- Pricing access
- The product page offers a book-a-demo link and does not state a price.checked 12 Oct 2026
- Purpose
- Comply Case Management centralises investigations, documentation, and resolution of potential violations so firms can enforce policies consistently and demonstrate alignment with regulatory expectations.checked 12 Oct 2026
- Reporting dashboards
- Yeschecked 22 Sep 2026
- Sales access
- The Case Management page invites prospective customers to book a demo.checked 12 Oct 2026
- Security
- Comply says it has completed SOC 1 Type II and SOC 2 Type II assessments and is certified to ISO/IEC 27001:2022.checked 12 Oct 2026
- Security assessments
- Comply says it has completed SOC 1 Type II and SOC 2 Type II assessments and is ISO/IEC 27001:2022 certified.checked 12 Oct 2026
- Security testing
- Comply says it performs annual penetration testing with an independent third-party assessor.checked 12 Oct 2026
- Support
- Comply says customer support is available 24/5 and provided by dedicated subject matter experts.checked 12 Oct 2026
- Workflow automation
- Yeschecked 22 Sep 2026
- Workflows
- Configurable workflows route cases to the right reviewers while preserving confidentiality.checked 12 Oct 2026
The company
- Company scale
- Comply says it supports large enterprise firms, small one- or two-person shops, and firms in between.checked 12 Oct 2026
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