COMPLY Communications Archiving
COMPLY Communications Archiving helps financial firms oversee communications, keep records of supervision, and reduce manual review work.
What COMPLY Communications Archiving is
COMPLY Communications Archiving helps financial firms oversee communications, keep records of supervision, and reduce manual review work. It captures email, website content, iMessage and WhatsApp texts, LinkedIn and X posts, and communications through MyRepChat, CellTrust, and RedTail Speaks. Through its LeapXpert partnership, mobile messages are captured natively, so representatives can keep their existing phone numbers and use their apps. Captured records can include full threads, edits and deletions, timestamps, attachments, multimedia, and reactions. Comply says messages are encrypted from capture through archive and stored in a WORM-compliant format, with capture compliant with Apple and WhatsApp terms of service. Supervisors can flag users for heightened supervision, set sample sizes, and filter archived content by channel, keyword, or date range. The system keeps a centralized log of completed reviews and provides advanced search. Capture is scheduled, and the service is available on the web. Comply describes the product as supporting written communications recordkeeping requirements under SEC Rule 204-2. Pricing is available on request; prospective customers can book a demo.
Good
- Captures multiple business and messaging channels.
- Native iMessage and WhatsApp capture includes message details.
- Supervisors can set sampling and filter archived records.
- Centralized log tracks completed reviews.
- Advertised 24/5 support and in-house expertise.
Watch out
- Web platform only.
- Pricing is available on request.
- Capture is scheduled.
Who it suits
It suits RIAs, private funds, broker-dealers, and investment banks that need communication archiving and review controls. Comply says it serves firms from very small shops to large enterprises.
Verdict
COMPLY brings communications capture, archiving, and supervisory review controls into one web-based service. Firms considering it will need to request pricing and assess whether scheduled capture fits their workflow.
Plans and prices
From COMPLY Communications Archiving's own pricing page, checked 4 Oct 2026.
| Plan | Price | What it gives you |
|---|---|---|
| Communications Archiving | Priced on request | Pricing not stated on the pages reviewed; request a demo |
The facts
Each one read from COMPLY Communications Archiving's own pages, with the date it was checked.
What it does
- Archive format
- Comply says communications are captured, reviewed, and stored in a WORM-compliant format.checked 4 Oct 2026
- Captured message details
- Native capture includes full conversation threads, edited and deleted messages, timestamps, attachments, multimedia, and reactions.checked 4 Oct 2026
- Channels
- It captures email, website content, iMessage and WhatsApp texts, LinkedIn and X posts, and communications through MyRepChat, CellTrust, and RedTail Speaks.checked 4 Oct 2026
- Encryption
- Comply states that messages are fully encrypted from capture to archive.checked 4 Oct 2026
- Intended users
- Comply says its services support firms ranging from one- or two-person shops to large enterprises, and its site lists RIAs, private funds, broker-dealers, and investment banks among the firm types it serves.checked 4 Oct 2026
- Mobile capture
- Through its LeapXpert partnership, the product captures iMessage and WhatsApp natively without requiring employees to switch apps.checked 4 Oct 2026
- Phone numbers and terms
- Comply says representatives can keep their existing phone numbers and that capture complies with Apple and WhatsApp terms of service.checked 4 Oct 2026
- Pricing and access
- The product page directs prospective customers to book a demo and does not state a price.checked 4 Oct 2026
- Purpose
- The solution centralizes communications oversight to help firms maintain records of supervision and reduce manual review burdens.checked 4 Oct 2026
- Regulatory context
- Comply describes the product as supporting written communications recordkeeping requirements under SEC Rule 204-2.checked 4 Oct 2026
- Review controls
- Supervisors can mark users for heightened supervision, choose a sample size, and filter archived content by channel, keyword, date range, and more.checked 4 Oct 2026
- Review records
- The product stores archived data and maintains a centralized compliance log to track and document completed reviews.checked 4 Oct 2026
- Support
- Comply advertises 24/5 support and in-house expertise for its customers.checked 4 Oct 2026
The company
- Headquarters
- New York, New York, United Stateschecked 28 Sep 2026
- Headquarters listed
- Comply Technologies, Inc. lists an address at 600 5th Avenue, Suite 1010, New York, New York, 10020.checked 4 Oct 2026
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