Guardial Audit Management
Guardial Audit Management is a cloud-based web module for internal audit planning, fieldwork, workpapers, and reporting.
What Guardial Audit Management is
Guardial Audit Management is a cloud-based web module for internal audit planning, fieldwork, workpapers, and reporting. Audit plans bring scope, schedules, resource estimates, and a risk register together, with estimates rolling up to capacity. For fieldwork, preloaded templates cover BSA/AML, fair lending, third-party, and IT controls, bringing sampling, evidence capture, and reviewer notes into one workspace. Workpapers are version-controlled, timestamped, and signed.
The Findings agent drafts remediation plans from fieldwork notes for audit leads to review, adjust, and route to issue owners. Reports generated from live data include issue letters, management responses, quarterly audit committee packages, and examiner-ready PDFs. Findings flow into Issues Home, shared across Guardial modules. Guardial positions the module for regulated financial services, including fintechs, nonbanks, loan servicers, community banks, credit unions, and insurance carriers. It says the product is built to SOC 2 Type II and ISO 27001 controls, with SAML/SCIM single sign-on, role-based access, and an immutable audit log. Guardial says agents do not train on customer data and customers control agent data access. Pricing is provided in a written proposal based on program size and modules used.
Good
- Combines audit planning, fieldwork, workpapers, and reporting.
- Includes templates for four named control areas.
- Workpapers are version-controlled, timestamped, and signed.
- Findings can flow into shared Issues Home.
- Offers a free trial.
Watch out
- Pricing is provided by written proposal.
- The interface inherits customer single sign-on; no provider is named.
Who it suits
The module is aimed at regulated financial services organizations, including banks, credit unions, fintechs, and insurance carriers. It may suit audit teams that need shared workpapers, findings workflows, and reporting from live data.
Verdict
Guardial Audit Management brings audit planning, evidence, findings, and reports into a cloud module, with controls and workflows described for regulated financial services. Pricing is tailored by proposal, so teams will need to request details.
Plans and prices
From Guardial Audit Management's own pricing page, checked 3 Oct 2026.
| Plan | Price | What it gives you |
|---|---|---|
| Custom proposal | Priced on request | Pricing scales with modules used and program size · Pricing is provided in a written proposal sized to the customer’s stage and program. |
The facts
Each one read from Guardial Audit Management's own pages, with the date it was checked.
What it does
- AI data use
- Guardial says its agents do not train on customer data, and customers control what data agents can access.checked 3 Oct 2026
- Evidence gathering
- Workpaper templates are preloaded for BSA/AML, fair lending, third-party, and IT controls, with sampling, evidence capture, and reviewer notes in one workspace.checked 3 Oct 2026
- Findings agent
- The Findings agent drafts remediation plans from fieldwork notes for audit leads to review, adjust, and route to issue owners.checked 3 Oct 2026
- Integrations
- The audit page states that the interface inherits the customer’s single sign-on; it does not name a specific identity provider.checked 3 Oct 2026
- Notable scope
- The audit page says the module replaces SharePoint workpaper folders, Word issue letters, spreadsheets of management responses, and Excel sample selection.checked 3 Oct 2026
- Purpose
- Guardial Audit Management supports internal audit planning, fieldwork, workpapers, and reporting.checked 3 Oct 2026
- Reports
- The module generates issue letters, management responses, quarterly audit committee packages, and an examiner-ready PDF from live data.checked 3 Oct 2026
- Security controls
- Guardial says it is built to SOC 2 Type II and ISO 27001 controls and provides SAML/SCIM single sign-on, role-based access, and an immutable audit log.checked 3 Oct 2026
- Shared issue tracking
- Audit findings flow into Issues Home, which is shared across Guardial modules.checked 3 Oct 2026
- Support
- The FAQ says support responds within four business hours during business hours and includes in-app help.checked 3 Oct 2026
- Who it is for
- Guardial says it is built for regulated financial services, including fintechs, nonbanks, loan servicers, community banks, credit unions, and insurance carriers.checked 3 Oct 2026
- Workpaper history
- Workpapers are version-controlled, timestamped, and signed.checked 3 Oct 2026
Money
- Audit planning
- Audit plans combine scope, schedule, resource estimates, and a risk register, with estimates rolling up to capacity.checked 3 Oct 2026
The company
- Founded
- 2022checked 28 Sep 2026
- Headquarters
- San Diego, Californiachecked 28 Sep 2026
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